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Compliance Manager - MiFID

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FincSelect

2024-11-18 11:38:10

Job location London City, Greater London, United Kingdom

Job type: fulltime

Job industry: Other

Job description

Location: London, 4 days per week in the office, 1 from home.

We're working with a FinTech that's grown exponentially over the past 5 years. With an IPO on the table and continued global expansion, this really is the place to be in the FinTech world.

Their Markets business is doing exceptionally well, they need a compliance lead as a result. This person will truly be making an impact from day one. You'll be:

  • Horizon scanning, policy drafting and implementing new controls
  • Regulatory and transaction reporting
  • Developing frameworks and proposals for the development of new products
  • An escalation point for: G&E, Conduct, Conflict of Interest, Cross Border compliance issues

To find our more, please apply with your CV, outlining the following:

  • Strong knowledge of regulations that apply to a MiFID Investment Firm: FSMA2000, MAR, EMIR (essential)

Inform a friend!

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