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Senior Risk and Compliance Assistant

hiring now

Technology and Risk Recruitment LTD

2024-09-21 08:32:31

salary: 40000.00 British Pound . GBP Annual

Job location London City, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

Our client, a highly reputable law firm are growing their Risk & Compliance team across multiple offices and are in need of a Senior Risk & Compliance Assistant. London is the head office but there are other offices in the South West and South East regions you could be based, on a hybrid basis.

The Role:

  • Develop and maintain a strong understanding of the firm s AML policies and procedures.
  • Keep up to date with prevailing AML regulations.
  • Assist the AML Manager in monitoring compliance of the firm s risk procedures. Including: CDD, Source of Funds and High-Risk client forms.
  • Conduct screening to identify PEPs, sanctions concerns, and other regulatory and reputational risks.
  • Responding to and resolving AML queries.
  • Profiling and organising client KYC in the correct manner.
  • Assist with running conflict checks and analysing the results, escalating when required.

Key Skills / Experience Required:
  • Good legal knowledge
  • Good risk & compliance knowledge from a law firm or legal services environment.
  • Good AML, CDD, PEPs, Sanctions, Conflicts and source of funds experience.

Should you feel you have the right skills / experience please apply and you will be contacted by James Evans from TRR.

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