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Senior Compliance Manager

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GCS Ltd 75000.00 British Pound . GBP Per annum

2024-11-05 20:31:46

Job location Not Provided, Not Provided, United Kingdom

Job type: fulltime

Job industry: Accounting

Job description

Senior Compliance Manager

Location: FULLY REMOTE (they have an office in London for you to work from if that's your preference)

Company: Fast growing investment platform

Role Overview:
We seek a proactive, self-motivated Compliance Officer to join our innovative UK-based fintech team. This role is ideal for someone eager to dive into all aspects of compliance, driving the regulatory framework in a dynamic, growing environment.

Key Responsibilities:

  • Oversee financial promotion approvals, complaint handling, transaction reviews, and onboarding inquiries.
  • Manage compliance reporting (Regdata, Connect) and implement the Compliance Monitoring Programme.
  • Update policies, conduct regulatory training, and ensure FCA, AML, and CTF compliance.
  • Stay current on regulatory changes, adapting policies as needed, and contribute to the development of compliance strategies.
  • Collaborate across departments, including AML Finance, Risk, Product, and Sales, to maintain high compliance standards.
  • Support and promote a compliance-first culture, keeping consumer interests and risk mitigation as a priority.
  • Assist in preparing compliance reports for management and the Board.

Requirements:

  • 3+ years in compliance and financial crime, ideally in a buy-side investment firm.
  • Strong knowledge of UK regulatory standards, including the FCA Handbook, HMRC ISA rules, JMLSG, and GDPR.
  • Proactive problem-solver with experience building compliance programs.
  • Interest in regulatory changes, with a curiosity about tech and market trends.
  • Working towards or holding relevant industry qualifications in compliance/risk management is a plus.

This is a fantastic opportunity to make a meaningful impact on a high-growth fintech team!

Package: Up to 75,000, fully remote with benefits

If interested in the opportunity please get in touch - we can set up a confidential call to discuss further.

M: (phone number removed)

GCS is acting as an Employment Agency in relation to this vacancy.

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