Staff Auditor

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Job description

Software Guidance & Assistance, Inc., (SGA), is searching for an Staff Auditor for a RIGHT TO HIRE assignment with one of our premier Invesment clients in Scottsdale, AZ .

The Staff Auditor works with the internal audit team and business stakeholders to plan and perform basic to complex operational and regulatory audits. Additional responsibilities include Identifying control deficiencies, assessing exposure and significance, proposing cost effective recommendations, and preparing internal audit reports reflecting the results of the work performed. The internal auditor may perform follow-up on the status of outstanding audit issues and various ad hoc tasks assigned.

Responsibilities:

Perform audit work assessing design and operating effectiveness of internal controls (30%)

Prioritize and assist in scheduling audit tests to be performed, and interact with auditees to obtain the necessary information (25%)

Track remediation of Management Action Plans developed to address audit findings (15%)

Prepare and present findings as needed (10%)

Communicate audit results and recommendations both orally and in writing to the management (10%)

Contribute in identification of department operational efficiencies and changes in auditing operations (5%)

Schedule and conduct presentations at meetings with auditees and management as needed (5%)

Qualifications:

Bachelor's Degree from accredited university is required.

Required Skills:

2+ years previous audit experience

1-2 years previous financial services industry experience

Excellent analytical skills

Ability to resolve problems and make decisions independently

Excellent verbal and written communications

Skilled in operating personal computer and various software packages (Microsoft Office, Outlook, Excel, etc.)

Preferred Skills:

IIA or Audit Certification (CIA, CFSA, CCSA, CRMA or CPA)

Knowledge of FINRA, SEC and compliance rules and regulations

2+ years previous financial services industry or audit experience

SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at .

SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company to request an accommodation or assistance regarding our policy.

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