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Business Risk Internal Auditor

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Request Technology 120000.00 US Dollar . USD Per annum

2024-07-02 13:52:59

Job location Chicago, Illinois, United States

Job type: fulltime

Job industry: Accounting

Job description

*Hybrid, 3 days onsite, 2 days remote*

*We are unable to sponsor as this is a permanent Full time role*

A prestigious financial company is looking for a Business & Risk Internal Auditor. This role will focus on conducting risk-based operational and compliance audits and projects, business process reviews and internal audits. This auditor will need experience with AICPA, IIA IPPF, COSO standards and come from a financial industry background.

Responsibilities:

  • Support the team on delivery of assigned audits within the annual audit plan.
  • Support the team confirming a professional auditee experience.
  • Owning the audit quality, accuracy of results, and delivery in a timely manner.
  • Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
  • Leading audits related to organization changes including business requirements definitions, technology implementations (eg, changes to the supported business processes), engagement and alignment of change initiatives to business objectives.
  • Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.
  • Ability to understand professional principles and standards (eg, AICPA, IIA IPPF, COSO) and the relevancy to risk management and impact on policies and procedures.
  • In addition, leveraging these principles and standards to test and evaluate corporate risk management processes and controls.

Qualifications:

  • Bachelor's degree (or equivalent) in Accounting, Finance, Business Administration, or related field
  • 7+ years of experience (audit-related) in conducting risk-based operational and compliance audits and projects, business process reviews and internal audits
  • One of the following or equivalent certifications: Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA).
  • Experience using the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).
  • Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
  • Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software

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