Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops

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Job description

Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops

Job Number: (phone number removed)

Grab the opportunity to achieve your full potential! ECLARO is looking for an Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops for our client in Charlotte, NC.

ECLARO's client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals. If you're up to the challenge, then take a chance at this rewarding opportunity!

Position Overview:

This job is responsible for independently performing test work during highly complex audit activities for Global Markets Operations (GMO) and NFRR, Tax and Credit Reporting Operations (NTCO) Lines of Business (LOBs).

Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships.

Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

Responsibilities:

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner

Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment

Assesses impacts of issues to business processes, controls, and strategies to provide recommendations on issue severity ratings

Provides input on draft audit reports and shares audit results with business leaders

Exercises critical thinking and judgment to effectively influence management to improve the control environment

Consistently strives to improve processes and challenge the status quo to improve existing operating environment

Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment

Establishes business partner relationships, primarily with line management, to develop business knowledge

Uses innovative tools to complete audit activities more efficiently (e.g., testing)

Required Qualifications:

5+ years Audit, Internal Auditor risk control risk/controls background in financial services

Bachelor's degree and/or Advanced degree with relevant experience

Strong project management skills, proven organizational, coordination and action tracking skills

Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology

Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information

Ability to analyze very complex processes with multiple systems and handover points, with manual and automated elements, to determine key controls and find gaps/deficiencies in the process.

Questioning and curious mind that challenges the process and process owners to find process gaps

Ability to prioritize several concurrent activities (such as point in time audits, issue validation, business entity risk assessment updates, stakeholder meetings, or ad-hoc regulatory request)

Confidence and ability to discuss process gaps and challenge LOB's control framework during often difficult conversations

Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns

Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.

Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility

Desired Qualifications:

1 - 3 years in a lead auditor / Auditor-in-Charge (AIC) role

Certified Internal Audit (CIA) certification

Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel)

Experience in performing end-to-end substantive testing. Understanding of statistical sampling testing approach

Advanced degree or certifications (CIA, CISA, CPA)

Required Skills:

Audit testing execution

Internal Audit Review

Issue Management

Risk Management

Audit Planning

Analytical Thinking

Project Management

Automation

Technical Documentation

Attention to Detail

Business Acumen

Relationship Building

Coaching

Critical Thinking

Intellectual Curiosity

Written Communications

If interested, you may contact:

Ashley Slupski

(phone number removed)

Equal Opportunity Employer: ECLARO values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

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