Wealth Advisor

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Job description

We make a positive difference in people's lives by helping them achieve meaningful lifetime goals through investment results. We inspire peace of mind through a transparent and repeatable investment process and frequent communication.

Transparency Collaboration Integrity Commitment Initiative Innovation

Wealth Advisor Position and Company Highlights:

Salary: competitive compensation based upon experience and professional designations

Location: This is an in-person position that is client-facing, located in Tulsa at 2222 S Utica Place.

Benefits: Annual bonus program, flexible and immediate PTO, 90% employer paid medical insurance, dental and vision, 401k/Roth 100% match with full vestment available first day, ESOP available first day, employer paid life insurance, educational reimbursement program, charitable match program

Purpose of Wealth Advisor Position:

Wealth Advisors are primarily responsible for managing client relationships with a focus on client retention. There are no business development or acquisition targets for this role, it is primarily focused on retention and relationships with existing clients and new relationships brought in by the business development team. Wealth Advisors work closely with Capital Advisors Research and Allocation teams to customize client portfolios to align with investment objectives. Advisors work with our Financial Planning team to create and deliver all our financial plans, comprehensive and goal based.

Essential Duties and Responsibilities of a Wealth Advisor:

Capital Advisors requires every employee to adhere to our compliance manual, code of ethics, personal trading, and cybersecurity policies. Specific internal/external polices that require 100% compliance specific to a Wealth Advisor role are: Junxure Policy, Fee Schedule, and our custodian partner's rules of engagement associated with their referral programs.

Wealth Advisor Principal Accountabilities:

Client Advisement

• Advisors are expected to handle portfolio reviews with clients, discuss their portfolio, the strategies being used and how they are interacting with the market
• Maintain client relationships and adjust their portfolios as they transition through their different life phases
• Work with the Allocation team on financial analysis, risk modeling, & portfolio risk monitoring
• Work with Financial Planning team to develop and deliver comprehensive plans as well as goal- based plans to existing/prospective clients

Education/Professional Designation/License:

• Bachelor's Degree - Minimum
• FINRA license (Series 65/66) or CFP - Minimum
• 5+ Years Experience - Preferred
• CFP - Preferred

Dimension of Position:

Persons in this position are dedicated to building, maintaining, and supporting client relationships as well as relationships with strategic partners and coworkers. Position must be willing to collaborate and always work with the highest level of integrity and transparency.

Every member of the Capital Advisors team is expected to build and maintain an exemplary professional reputation. Our culture encourages active commitment to family, community, and personal health, and we reinforce this expectation through employment policies that enable balance among all of these priorities.

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