Audit Manager

---

Job description

Job Title: Audit Manager - Consumer Compliance

Location: Hybrid (3 days onsite, 2 days work from home)

Locations: Dallas, TX

Employment Type: Permanent

Position Overview:

The Audit Manager - Consumer Compliance is responsible for overseeing assigned areas of audit work, acting as Auditor-in-Charge (AIC), and executing the audit strategy for Lines of Business (LOBs). This role entails driving risk-based auditing, managing business partner relationships, and fostering an inclusive work environment while mentoring team members.

Key Responsibilities:

Audit Strategy Execution: Oversee the application of risk-based auditing by defining audit scope, developing audit programs, and drafting audit reports using innovative methods to ensure timely and high-quality delivery.

Auditor-in-Charge (AIC): Lead audit testing to ensure compliance with quality standards and audit policies, ensuring timely execution of audit activities.

Impact Assessment: Assess the implications of business processes, controls, and strategies, providing recommendations on severity ratings and escalating significant themes based on business insights.

Mentorship: Provide day-to-day mentoring and guidance to associates, promoting an inclusive and supportive work environment.

Relationship Management: Maintain strong relationships with business partners, primarily line management, to enhance business knowledge and compliance awareness.

Continuous Improvement: Utilize intellectual curiosity to challenge management effectively, advocating for improvements in the control environment.

Required Qualifications:

7+ years of direct experience with consumer financial laws and regulations, including oversight and auditing compliance responsibilities.

Subject matter expertise in U.S. consumer financial laws and regulations, such as Reg CC, Reg B, FCRA, SCRA, Reg E, UDAAP, and CRA.

Strong experience in monitoring and reporting on consumer compliance risks and audit coverage.

Proven ability to use innovative tools for audit activities (e.g., testing).

Ability to participate in and support reporting and regulatory engagements.

Experience in developing peers and teams through on-the-job training.

Desired Qualifications:

Professional Compliance or Audit Certification (e.g., CRCM, CIA) is preferred.

Experience with automation, machine learning, or artificial intelligence.

Familiarity with analytical and automation skills (SQL, SAS, Python, Alteryx, Advanced Excel) is advantageous.

Skills:

Consumer Compliance

Internal Audit Review

Audit Planning

Analytical Thinking

Issue Management

Risk Management

Business Acumen

Coaching

Project Management

Relationship Building

Written Communication

Attention to Detail

Automation

Critical Thinking

Technical Documentation

<!– job description page –>