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Surveilliance Analyst - Non Exempt

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TTI of USA, Inc.

2024-11-08 20:48:09

Job location Philadelphia, Pennsylvania, United States

Job type: fulltime

Job industry: Administration

Job description

Monitors real-time trading and reviews account transactions to ensure appropriateness.

Reviews all aspects of orders quotations and transactions typically having a specific focus on potential market manipulation, transaction appropriateness and rule compliance.

Job Description:

Completeness basic surveillance of real-time trading and post trade analysis

Performs basic, preliminary surveillance of trading in specified company products an specific order types

Completes basic interventions in trading e.g., trade breaks and suspensions, with guidance and oversight by supervisor

Assists with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquiries.

Helps keep the markets fair, orderly and efficient through implementation of a comprehensive web of regulatory surveillance scrutiny and action.

Expertise with Microsoft Excel, proficiency with Word and PowerPoint

Excellent oral and written communication skills

Excellent conflict management and customer service skills

Education: Degree in Business/Finance or related discipline or equivalent work experience.

Experience required: At least 1 year

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